Agreements, Vendor contracts & Corporate transactions
Drafting and reviewing commercial and transactional agreements.
Program agreements for bank and non-bank financing programs, deposit programs and prepaid programs Consumer agreements, including for digital consumer products and for credit, prepaid and deposit account programs Vendor contracts, including processor and network agreements Asset purchase agreements Transactional due diligence and support regarding compliance programs, regulatory compliance, data security, digital commerce and anti-money laundering/OFAC
Corporate & Regulatory compliance
Developing, enhancing and reviewing risk-based compliance programs.
Program design, including governance and reporting Risk assessments Policies and procedures Compliance training Codes of Conduct Hotlines and other reporting channels Regulatory exam support Enterprise risk management projects working with internal audit, operational risk, information security and fraud groups Transactional due diligence and support (for targets, acquirers, investors and lenders)
Anti-money laundering & OFAC compliance
Specializing in AML and OFAC compliance, risk assessment, and training.
Program design, including governance and reporting Risk assessment Policies and procedures Employee and Board of Directors training Transactional due diligence and support
Third-party risk management
Building and maturing vendor management programs for banks, fintechs and other regulated companies.
Program design Vendor risk rating methodology Vendor due diligence process Vendor contract templates, including data security and privacy requirements Vendor service levels and reporting Vendor oversight process
Corporate governance
Designing and supporting effective board and executive management governance.
Board and management committee structures Committee charters and related meeting and reporting design
Data security
Developing and supporting the data security second line of defense.
Legal advice on data security matters Data Security Programs Incident Response Programs Transactional due diligence and support
Digital commerce
Supporting the development and launch on digital products and UI/UX.
Mobile and online product legal requirements User interface/User experience review Customer authentication Electronic disclosures and e-signature Online and mobile terms of use E-mail marketing, text messaging and push messaging ADA/Accessibility compliance FAQ review
Not what you're looking for?
If you're unsure on any areas, please
get in touch and I can help direct you to appropriate counsel.
